SEC's 2024 Examination Priorities: Crypto Dealer-Brokers Under Scrutiny

The 2024 examination priorities report from the US Securities and Exchange Commission (SEC) was unveiled on October 16. For years, the SECs Division of Examinations has been producing such reports, providing insight into the risks that will be under its microscope. This year, crypto dealer-brokers have been specially cautioned. Last year, the SECs Examinations Division broadened its scope, establishing specialized units to oversee crypto, fintech, artificial intelligence, and cybersecurity, as the report detailed. The emphasis on monitoring broker-dealers and advisers active in the crypto...

source: https://tokenpost.com/US-SEC-Highlights-2024-Exam-Focus-Crypto-and-Emerging-Tech-Take-Center-Stage-10833

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